Highlights Recently Published Regulatory Notices 19 January – 30 January 2015

CBOE issues instructions and FAQS related to its Extended Trading Hours scheduled to start in early March 2015.

DTC reminds members of the implementation of the final phase of Settlement Matching which will subject all institutional deliveries to RAD.

The SEC approved an FICC rule change amending the GSD and MBSD clearing rules in order to move the time of Novation with respect to certain trades and changes to rules to reflect existing processes and clarify certain rules.

The SEC announces that it will host a roundtable exploring ways to improve the Proxy Voting process.

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