Highlights Recently Published Regulatory Notices 8 June — 19 June 2015


CBOE announces modifications to the July 1, 2015 requirements related to order marking and reporting of Options Orders Tied to Stock.

Detailing the move to the Shortened Settlement Cycle, DTCC issues a whitepaper outlining the steps needed to make T+2.

FICC and NSCC announce that effective April 15, 2016, the submission of Correspondent and Contra-Correspondent Fields (MPID) will be required on corporate bond and UIT transactions submitted to RTTM.

A new Retail Order Process is announced by Nasdaq with expected rollout date in August 2015.

Options Clearing Corporation files a rule proposal related to funding its Clearing Fund on a monthly and intra-month basis.