Jane Young

Jane brings more than 25 years of industry experience with a focus on regulatory and compliance. Jane started her career working in Operations Department for regional NYSE member firms. She transitioned into the Regulatory Reporting areas as FINOP responsible for Net Capital, Reserve Formula and FOCUS Report filings. Seeking additional challenges she moved to Compliance and eventually worked as an Examiner for NASD District 3. She has spent the last 15 years at front/back office system providers guiding those vendors through the ever-increasing regulatory initiatives. Areas of expertise include conversions, application implementations, regulatory reporting programs such as OATS, TRACE, RTRS, INSITE, Blue Sheets and other operations, regulatory and compliance processes.